Nex Systems
Person

Jeffery Joseph Kelly

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/12/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20170565345-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jeffery Joseph Kelly, Respondent (CRD No. 3223982) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jeffery Joseph Kelly ("Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2017056534501finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number3223982

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