Nex Systems
Person

MICHAEL WADE HENDRY

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/29/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20110259827-01 TO: Office of Fraud Detection and Market Intelligence Financial Industry Regulatory Authority ("FINRA") RE: Michael Wade Hendry, Respondent CRD No. 2069825 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Michael Wade Hendry ("Hendry" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described

    Reference 2011025982701finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2069825

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