SCOTT DOUGLAS PIONK

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/20/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009018512901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Scott Pionk, Respondent General Securities Principal CRD No. 2056512 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Scott Pionk, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted
Reference 2009018512901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2056512

Other names1

Also known as1

SCOTT PIONK

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