WILLIAM GEORGE BRUNNER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/06/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017056559401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: William G. Brunner, Respondent Former General Securities Representative, General Securities Principal, and Investment Banking Representative CRD No. 2610348 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a
Reference 2017056559401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2610348

Other names1

Also known as1

William G. Brunner

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