ROBERT S. MEYER

Regulator action

United States. Named in 3 sanctions listings.

Sanctions and listings3

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/09/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO.2022076459306 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert Steven Meyer (Respondent) Former General Securities Representative and Former General Securities Principal CRD No. 3074785 Pursuant to FINRA Rule 9216, Respondent Robert Steven Meyer submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2022076459306data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/25/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019062980702 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Robert Steven Meyer, Respondent General Securities Representative, General Securities Principal, Introducing Broker-Dealer Financial and Operations Principal, and Operations Professional CRD No. 3074785 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Robert Steven Meyer submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019062980702finra.org data-portal.finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/04/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007007138003 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: J.P. Turner & Co., LLC, Respondent CRD No. 43177 S. Cheryl Bauman, Respondent Registered Principal CRD No. 2207311 Robert S. Meyer, Respondent Registered Principal CRD No. 3074785 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, the above-named Respondents submit this Letter of Acceptance, Waiver and Consent ("AWC") for
Reference 2007007138003data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3074785

Other names1

Also known as1

Robert Steven Meyer

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