GREGORY T. KWASNICKI

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/28/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OP ACCEPTANCE, WAIVER AND CONSENT TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Gregory T. Kwasnicki, CRD No, 2844089 Respondent General Securities Representative Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if
Reference 2009018747101finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2844089

Other names1

Also known as1

GREGORY THOMAS KWASNICKI

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