Nex Systems
Person

JUNYOUNG KIM

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/10/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010023935001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Junyoung Kim, Respondent CRD No. 3169779 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent, Junyoung Kim ("Respondent" or "Kim"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2010023935001finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number3169779

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