Nex Systems
Person

ANTHONY BRENT FAITHAUER

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/26/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2008016455601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Anthony Brent Faithauer, Respondent CRD No. 4538315 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Anthony B. Faithauer ("I," "Faithauer" or "Respondent") submits this Letter of Acceptance

    Reference 2008016455601data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4538315

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.