AMR MOSTAFA ABOULMAGD
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/03/2016: FINANCIAL INDUSTRY REGULATORY AUTHOR?TY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015044401301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Amr Mostafa Aboulmagd, Respondent General Securities Representative CRD No. 3273075 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Amr Mostafa Aboulmagd, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2015044401301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3273075 |
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