Devin Lamarr Wicker

05/15/2024: SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 100148 / May 15, 2024 Admin. Proc. File No. 3-20705 In the Matter of the Application of DEVIN LAMARR WICKER For Review of Disciplinary Action Taken by FINRA OPINION OF THE COMMISSION REGISTERED SECURITIES ASSOCIATION—REVIEW OF DISCIPLINARY PROCEEDING FINRA found that person associated with member firm converted a customer’s funds; barred him for his violations of FINRA rules; and ordered restitution. Held, FINRA’s findings of violation and sanctions imposed are sustained. APPEARANCES: Gary A. Carleton of Carleton Law PLLC for Devin Lamarr Wicker. Alan Lawhead, Jennifer Brooks, and Andrew Love for FINRA.

12/15/2021: BEFORE THE NATIONAL ADJUDICATORY COUNCIL FINANCIAL INDUSTRY REGULATORY AUTHORITY In the Matter of Department of Enforcement, Complainant, vs. Devin Lamarr Wicker New York, NY, Respondent. DECISION Complaint No. 2016052104101 December 15, 2021 Registered representative converted customer funds. Held, findings and sanctions affirmed. Appearances For the Complainant: Kay Lackey, Esq., Jessica Brach, Esq., Kerry J. Land, Esq., David C. Pollack, Esq., Department of Enforcement, Financial Industry Regulatory Authority

08/08/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Devin Lamarr Wicker (CRD No. 4228250), Respondent. DISCIPLINARY PROCEEDING NO. 2016052104101 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Between March 2016 and November 2016, while he was associated with, and a 60% owner of former member firm Bonwick Capital Partners, LLC (CRD No. 156469), Respondent Devin Lamarr Wicker used a

06/05/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. DEVIN LAMARR WICKER (CRD No. 4228250), Respondent. Disciplinary Proceeding No. 2016052104101 Hearing Officer-LOM EXTENDED HEARING PANEL DECISION June 5, 2020 Respondent, Devin Lamarr Wicker, is barred from association with any FINRA member in any capacity for converting $50,000 of customer funds, in violation of FINRA Rule 2150(a) and 2010. He also is ordered to

Reference 2016052104101data-portal.finra.orgdata-portal.finra.orgdata-portal.finra.orgfinra.orgdata-portal.finra.org