HOWARD DENNIS KAVINSKY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/20/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024082486101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Howard Kavinsky (Respondent) General Securities Representative CRD. No. 5881623 Pursuant to FINRA Rule 9216, Respondent Howard Kavinsky submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.
Reference 2024082486101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5881623

Other names1

Also known as1

Howard Kavinsky

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