ROBERT CHRISTIAN ACRI
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/28/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2013038624802 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Robert Christian Acri, Respondent Former Registered Representative CRD No. 1429736 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Robert Christian Acri ("Acri" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a
Reference 2013038624802data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1429736 |
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