Nex Systems
Person

JAIME XAVIER CORONADO

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/28/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Jaime Xavier Coronado (CRD No. 4001702), Respondent. Disciplinary Proceeding No. 2010023618301 Hearing Officer - SNB ORDER ACCEPTING OFFER OF SETTLEMENT Date: September 28, 2011 INTRODUCTION Disciplinary Proceeding No. 2010023618301 was filed on August 15, 2011, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Jaime Xavier Coronado

    Reference 2010023618301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4001702

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