Nex Systems
Person

DARRELL CRAIG LERNER

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/26/2007: NASD OFFICE OF HEARING OFFICERS Department of Market Regulation, Complainant, v. Darrell Craig Lerner (CRD No. 4525134) Respondent. Disciplinary Proceeding No. 2005000440701 Hearing Officer - AWH ORDER ACCEPTING OFFER OF SETTLEMENT INTRODUCTION Disciplinary Proceeding No. 2005000440701 was filed on July 13, 2006, by the Market Regulation Department of NASD ("Complainant"). Respondent Darrell Lerner submitted an Offer of Settlement ("Offer") to Complainant on April 24, 2007. Pursuant to Code of Procedure

    Reference 2005000440701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4525134

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