Citibank, N.A.

Financial crime

United States. Named in 19 sanctions listings.

Sanctions and listings19

Effective
19 Mar 2019
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
Consumer Law
Compliance Risk Management
Fair Lending
Reference AA-EC-2019-8apps.occ.gov
Effective
13 Apr 2011
Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
C&D
Reference AA-EC-11-13apps.occ.gov
Effective
10 Jul 2024
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
Enterprise Governance / Internal Controls / General Risk Management
Noncompliance with Enforcement Action
Reference AA-ENF-2024-51apps.occ.gov
Effective
5 Apr 2012
Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
C&D
OFAC Compliance Issue
SAR/CTR Monitoring/Filing Issue
BSA/AML
BSA Violation Cited
BSA Internal Controls
BSA SAR Violation / 12 CFR 21.11 or 163.180
Customer/Enhanced Due Diligence (CDD/EDD)
BSA Training
BSA Program Violation / 12 CFR 21.21
BSA Independent Testing/Audit
BSA Risk Assessment
Reference AA-EC-12-18apps.occ.gov
Effective
7 Oct 2020
Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
C&D
General IT Controls
Heightened Standards (12 CFR 30, Appx D)
Enterprise Governance / Internal Controls / General Risk Management
Board / Management Oversight
Information Technology
Compliance Risk Management
Capital
Reference AA-EC-2020-64apps.occ.gov
Effective
28 Feb 2013
C&D or PC&D Requiring Restitution; Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
C&D and REST
Lending Issues
Foreclosures
Consumer Law
Reference AA-EC-11-13apps.occ.gov
Effective
17 Jan 2020
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
Flood Insurance
Consumer Law
Reference AA-EC-209-91apps.occ.gov
Effective
28 Jul 2003
Formal Agreement
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
FA
apps.occ.gov
Effective
20 Jul 2015
Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D); C&D or PC&D Requiring Restitution
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
C&D and REST
Third Party Risk Management
Compliance Risk Management
Unfair or Deceptive (UDAP)
Consumer Law
Reference AA-EC-2015-52apps.occ.gov
Effective
24 Feb 2012
Formal Agreement
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
FA
Lending Issues
Foreclosures
apps.occ.gov
Effective
10 Oct 2017
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
Flood Insurance
Consumer Law
Reference AA-EC-2017-36apps.occ.gov
Effective
10 Jul 2024
Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
C&D
General IT Controls
Heightened Standards (12 CFR 30, Appx D)
Noncompliance with Enforcement Action
Enterprise Governance / Internal Controls / General Risk Management
Board / Management Oversight
Information Technology
Compliance Risk Management
Capital
Reference AA-EC-2020-64apps.occ.gov
Effective
27 Dec 2017
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
Noncompliance with Enforcement Action
BSA/AML
Reference AA-EC-2017-71apps.occ.gov
Effective
11 Oct 2019
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
OREO
Lending Issues
Reference AA-EC-2019-67apps.occ.gov
Effective
7 Oct 2020
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
Enterprise Governance / Internal Controls / General Risk Management
Compliance Risk Management
Heightened Standards (12 CFR 30, Appx D)
Reference AA-EC-2020-65apps.occ.gov
Effective
11 Nov 2014
Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
C&D
Foreign Exchange (FX)
Compliance Risk Management
Trading & Securities
Reference AA-EC-14-101apps.occ.gov
Effective
20 Jul 2015
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
Unfair or Deceptive (UDAP)
Consumer Law
Reference AA-EC-2015-53apps.occ.gov
Effective
24 Jun 1992
Securities Enforcement Action
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
SEC
Reference AA-SCP-92-141apps.occ.gov
Effective
11 Nov 2014
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
Foreign Exchange (FX)
Trading & Securities
Reference AA-EC-14-101apps.occ.gov

Identifiers1

Identifier	Number
Registration number	1461

Other names1

Also known as1

Citibank, National Association

Addresses3

Sioux Falls, SD
Las Vegas, NV
New York, NY

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