CHARLES MYRICK WINSTEAD
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/24/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014042205601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Charles Myrick Winstead, Respondent Investment Company/Variable Contracts Products Limited Representative CRD No. 4176077 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Charles Myrick Winstead, submit this Letter of Acceptance, Waiver and Consent ("AWC")
Reference 2014042205601data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4176077 |
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