Nex Systems
Person

ANSELMO CONTRERAS, JR.

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/30/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2018057254501 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Anselmo Contreras Jr., Respondent General Securities Representative CRD No. 4095453 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Anselmo Contreras Jr. ("Contreras"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

    Reference 2018057254501finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number4095453

Other names1

Also known as1

Anselmo Contreras Jr.

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