U.S. Bank National Association

Financial crime

United States. Named in 13 sanctions listings.

Sanctions and listings13

Effective
25 Apr 2017
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
False Statements / Obstruction
Unsafe or Unsound Practices (Other)
Reference AA-EC-2017-12apps.occ.gov
Effective
16 Jun 2015
Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
C&D
Lending Issues
Foreclosures
Consumer Law
Reference AA-EC-11-18apps.occ.gov
Effective
23 Oct 2015
Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
C&D
OFAC Compliance Issue
SAR/CTR Monitoring/Filing Issue
BSA/AML
BSA Violation Cited
BSA Internal Controls
Customer/Enhanced Due Diligence (CDD/EDD)
BSA Training
BSA Program Violation / 12 CFR 21.21
BSA Independent Testing/Audit
BSA Risk Assessment
BSA SAR Violation / 12 CFR 21.11 or 163.180
Reference AA-EC-2015-77apps.occ.gov
Effective
24 Sep 2014
C&D or PC&D Requiring Restitution; Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
C&D and REST
Third Party Risk Management
Unfair or Deceptive (UDAP)
Consumer Law
Reference AA-EC-2014-36apps.occ.gov
Effective
16 Aug 2017
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
Flood Insurance
Consumer Law
apps.occ.gov
Effective
13 Apr 2011
Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
C&D
Reference AA-EC-11-18apps.occ.gov
Effective
24 Sep 2014
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
Unfair or Deceptive (UDAP)
Consumer Law
Reference AA-EC-2014-37apps.occ.gov
Listed
15 Feb 2018
Official designation
Financial Crimes Enforcement NetworkUS FinCEN Enforcement ActionsUnited States
Reference 2018-01fincen.gov
Effective
19 Dec 2023
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
Unfair or Deceptive (UDAP)
Consumer Law
Reference AA-ENF-2023-64apps.occ.gov
Effective
28 Feb 2013
Cease-and-Desist Order (C&D) or Personal Cease-and-Desist Order (PC&D); C&D or PC&D Requiring Restitution
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
C&D and REST
Lending Issues
Foreclosures
Consumer Law
apps.occ.gov
Effective
8 Feb 2016
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
Noncompliance with Enforcement Action
Reference AA-EC-2016-10apps.occ.gov
Effective
15 Feb 2018
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
SAR/CTR Monitoring/Filing Issue
BSA/AML
BSA Violation Cited
BSA Internal Controls
Customer/Enhanced Due Diligence (CDD/EDD)
BSA Training
BSA Program Violation / 12 CFR 21.21
BSA Independent Testing/Audit
BSA SAR Violation / 12 CFR 21.11 or 163.180
Reference AA-EC-2018-84apps.occ.gov
Effective
18 Oct 2006
Civil Money Penalty (CMP)
Office of the Comptroller of the CurrencyUS OCC Enforcement ActionsUnited States
CMP
Reference AA-EC-06-84apps.occ.gov

Identifiers2

Identifier	Number
Registration number	13405
Registration number	24

Other names1

Also known as1

Star Bank, N.A.

Addresses1

Cincinnati, OH

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