Nex Systems
Person

EMA BEKIROVIK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/20/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. EMA BEKIROVIK (CRD No. 5431139), Respondent. Disciplinary Proceeding No.2008013684301 Hearing Officer - Maureen A. Delaney DEFAULT DECISION November 20, 2009 Respondent is barred from associating with any FINRA member firm in any capacity for (i) converting funds from her employer, in violation of Conduct Rule 2110; and

    Reference 2008013684301data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5431139

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