ANTHONY L. SEMADENI

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/21/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. ANTHONY L. SEMADENI (CRD No. 2601121), Respondent. Disciplinary Proceeding No. 2010021983501 Hearing Officer-RSH DEFAULT DECISION February 21, 2012 Respondent is barred from associating with any FINRA-registered firm in any capacity for failing to comply with FINRA requests for information, in violation of FINRA Rules 8210 and 2010. In light of the bar, sanctions are not imposed for (1) borrowing
Reference 2010021983501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2601121

Other names1

Also known as1

ANTHONY LEON SEMADENI

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.