Nex Systems
Person

TOMISLAV SKIBOLA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    06/28/2005: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. TOMISLAV SKIBOLA (CRD No. 2791236), Respondent. Disciplinary Proceeding No. C10050042 Hearing Officer - SNB ORDER ACCEPTING OFFER OF SETTLEMENT Date: June 28, 2005 INTRODUCTION Disciplinary Proceeding No. C10050042 was filed on May 17, 2005, by the Department of Enforcement of NASD ("Complainant"). Respondent Tomislav Skibola ("Respondent") submitted an

    Reference C10050042data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2791236

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