JENNIFER H CETERKO
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/09/2025: Ceterko refused to provide documents and information requested by FINRA pursuant to FINRA Rule 8210 in connection with a FINRA investigation into undisclosed outside business activities, undisclosed private securities transactions, and whether she accessed the accounts of multiple of her former PFS customers while she was associated with LPL. Ceterko also refused to appear for on-the-record testimony requested pursuant to FINRA Rule 8210 in connection with FINRA’s investigation. As a result, Ceterko violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities...
Reference 2025084761001finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3091599 |
Other names1
Also known as1
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.