RITA N. RAYMER

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/16/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E052003013101 TO: Department of Enforcement NASD RE: Rita N. Raymer, Respondent General Securities Representative [CRD No. 2757002] Pursuant to Rule 9216 of the NASD Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions
Reference E052003013101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2757002

Other names1

Also known as1

RITA NELL RAYMER

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