MICHAEL JOSEPH IANNARINO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/30/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2020065575901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Michael J. Iannarino, Respondent General Securities Representative CRD No. 1258453 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Michael J. Iannarino submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2020065575901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1258453

Other names1

Also known as1

Michael J. Iannarino

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