SHANE A. SELEWACH

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/20/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. SHANE A. SELEWACH (CRD No. 2936484), Respondent. Disciplinary Proceeding No. 2006005005301 Hearing Officer - LBB HEARING PANEL DECISION February 20, 2008 For improper use of customer funds in violation of Conduct Rules 2330 and 2110, Respondent is barred in all capacities. In light of the bar, no fine or suspension
03/12/2007: NASD OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Shane A. Selewach (CRD No. 2936484) Respondent. Disciplinary Proceeding No. 2006005005301 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. During the period October 2004 through February 2006, former Ameriprise Financial Services, Inc. (Ameriprise) registered representative Shane A. Selewach (Selewach) engaged in apattern of inappropriate and unethical conduct
Reference 2006005005301data-portal.finra.org data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2936484

Other names1

Also known as1

SHANE ALEXANDER SELEWACH

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