KURT H JOHANSSON
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/04/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. KURT H. JOHANSSON (CRD No. 708249), Respondent. Disciplinary Proceeding No. 2006007018301 Hearing Officer-Andrew H. Perkins DEFAULT DECISION February 4, 2009 Respondent is barred for his failure to respond to requests that he appear and testify at an on-the-record interview and that he produce documents, in violation of Procedural Rule 8210 and Conduct Rule 2110. Appearances Karrin J. Feemster,
Reference 2006007018301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 708249 |
Other names1
Also known as1
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