JOHN-ERIC BONILLA
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/27/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JOHN-ERIC BONILLA (CRD No. 4149132), Respondent. Disciplinary Proceeding No. 20090171290-01 Hearing Officer- SNB DEFAULT DECISION June 27, 2011 Respondent is barred from associating with any FINRA registered firm for failing to respond to requests for information, in violation of Procedural Rule 8210 and Conduct Rule 2010. Appearances John S. Han, Esq., for the Department of Enforcement. No
Reference 2009017129001data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4149132 |
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