ROBERT JOHN VITALE

Financial crime

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Securities and Exchange CommissionUS SEC Actions Due to Harmed InvestorsUnited States
sec.gov sec.gov
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/09/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. C05050006-AWC TO: Department of Enforcement NASD RE: Robert J. Vitale, Respondent General Securities Representative CRD No. 2695384 Pursuant to Rule 9216 of NASD Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future actions against me alleging
Reference C05050006data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2695384

Other names1

Also known as1

Robert J. Vitale

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