The Goldman Sachs Group, Inc.

Regulator action

United States. Named in 7 sanctions listings.

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Sanctions and listings7

Effective
3 Aug 2016
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty, $36,300,000
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
28 Feb 2013
Ended
12 Jan 2018
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Amendment to 9/1/2011 Order to Cease and Desist
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
2 Aug 2016
Ended
18 Nov 2021
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
22 Oct 2020
Ended
4 Dec 2025
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order and civil money penalty
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
1 Sep 2011
Ended
12 Jan 2018
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
12 Jan 2018
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Civil Money Penalty, $14,000,000
Programme US-FED-ENFfederalreserve.gov federalreserve.gov
Effective
1 May 2018
Ended
25 Mar 2026
US Federal Reserve Enforcement Actions
Federal Reserve BoardUS Federal Reserve Enforcement ActionsUnited States
Cease and Desist Order
Programme US-FED-ENFfederalreserve.gov federalreserve.gov

Supporting documents6

Federal Reserve Board orders Goldman Sachs Group to pay $36.3 million civil money penalty and announces it is instituting enforcement proceedings against former Goldman Sachs managing director
2016-08-03
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20160803a.htm
Federal Reserve Board fines the Goldman Sachs Group, Inc. $154 million for failure to maintain appropriate oversight, internal controls, and risk management with respect to 1Malaysia Development Berhad (1MDB)
2020-10-22
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20201022a.htm
Amendments to consent orders memorialize $9.3 billion foreclosure agreement
2013-02-28
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20130228a.htm
Federal Reserve Board announces a formal enforcement action against the Goldman Sachs Group, Inc. and Goldman Sachs Bank USA
2011-09-01
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20110901b.htm
Federal Reserve Board announces termination of enforcement actions against 10 banking organizations, civil monetary penalties against five of the 10, and termination of two joint orders against service providers
2018-01-12
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20180112a.htm
Federal Reserve Board fines Goldman Sachs Group, Inc., $54.75 million for unsafe and unsound practices in firm's foreign exchange (FX) trading business
2018-05-01
https://www.federalreserve.gov/newsevents/pressreleases/enforcement20180501b.htm

Other names1

Also known as1

THE GOLDMAN SACHS GROUP, INC

Addresses1

New York, New York

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