MIKE J. SCHERSCHEL

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/03/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20080124500-02 TO: Department of Enforcement FINRA Financial Industry Regulatory Authority ("FINRA") RE: Mike J. Scherschel, Respondent General Securities Representative CRD No. 2886189 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement
Reference 2008012450002data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2886189

Other names1

Also known as1

MIKE JAMES SCHERSCHEL

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