JAMES ELROY BURTON, JR

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/24/2025: In April 2025, Burton failed to provide documents requested by FINRA pursuant to FINRA Rule 8210. As a result, he violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities.
Reference 2023080049002data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5051310

Other names1

Also known as1

James Elroy Burton Jr.

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