Nex Systems
Person

RAFAEL ENRIQUE FEBUS, JR

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/23/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCCE, WAIVER AND CONSENT NO. 201705390071 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Rafael Enrique Febus Jr., Respondent Investment Company and Variable Contracts Products Limited Representative CRD No. 6441029 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I, Rafael Enrique Febus Jr. (“Febus”), submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose

    Reference 2017053900701finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number6441029

Other names1

Also known as1

Rafael Enrique Febus Jr.

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