EUGENE D. ANDERSON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/10/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051376401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Eugene D. Anderson. Respondent Former Registered Representative CRD No. 1127707 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Eugene D. Anderson, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is
Reference 2016051376401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1127707

Other names1

Also known as1

EUGENE DONALD ANDERSON

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.