Nex Systems
Person

HOSSEIN AMIRRIAHEI

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/17/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051344401 TO: Department of Enforcement Financial Industry Regulatory Authority (''FINRA") RE: Hossein Amirriahei, Respondent Former Registered Representative CRD No. 2121350 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Hossein Amirriahei ("Amirrialiei" or '*Respondent"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations

    Reference 2016051344401data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2121350

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