Nex Systems
Person

Michael Andrew Norman

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/30/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20180588843-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael Andrew Norman, Respondent Former Registered Representative CRD No. 2092589 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Michael Andrew Norman ("Norman"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of

    Reference 2018058884301finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2092589

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