LYLE HISAJI UYEDA

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/28/2025: Uyeda refused to appear for on-the-record testimony requested pursuant to FINRA Rule 8210 in connection with a FINRA investigation into whether Uyeda borrowed money from his customers. As a result, Uyeda violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities.
Reference 202508594001finra.org data-portal.finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/28/2025: Uyeda refused to appear for on-the-record testimony requested pursuant to FINRA Rule 8210 in connection with a FINRA investigation into whether Uyeda borrowed money from his customers. As a result, Uyeda violated FINRA Rules 8210 and 2010 and is barred from associating with any FINRA member in all capacities.
Reference 2025085994001finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	2637150

Other names1

Also known as1

Lyle H. Uyeda

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