Nex Systems
Company

CFS SECURITIES & INVESTMENT SERVICES S.A.

Regulator warning

Named in 1 sanctions listing.

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Sanctions and listings1

  • Effective
    7 Nov 2016

    MiFID

    Hellenic Capital Market Commission (HCMC)EU ESMA SanctionsGreece

    Administrative sanction and measure

    Sanction of €3.000 to CFS SECURITIES &INVESTMENT SERVICES S.A. for infringement of provisions of decision 2/452/2007 of HCMC on failing to make adequate arrangements with credit institutions to safeguard client’s funds by not notifying those institutions to characterize them as “clients’ account”

    registers.esma.europa.eu

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