Nex Systems
Company

Bloxham

Regulator warning

Named in 1 sanctions listing.

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Sanctions and listings1

  • Effective
    20 May 2015

    MiFID

    Central Bank of Ireland (CBI)EU ESMA SanctionsIreland

    Administrative sanction and measure

    On 20 May 2015, on the basis of a settlement agreement, the Central Bank of Ireland (the “Central Bank”) disqualified Mr Tadhg Gunnell (“Mr Gunnell”), a former general partner of Bloxham (In Official Liquidation) (the “Firm”) for 10 years from being a person concerned in the management of a regulated financial service provider and reprimanded him for his actions when Head of Finance and Compliance of the Firm.

    registers.esma.europa.eu

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