Nex Systems
Company

SWISS CAPITAL S.A.

Regulator warning

Named in 1 sanctions listing.

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Sanctions and listings1

  • Effective
    31 May 2012

    MiFID

    Romanian Financial Supervisory AuthorityEU ESMA SanctionsRomania

    Administrative sanction and measure

    acordarea unui termen de 60 de zile SSIF SWISS CAPITAL S.A. pentru luarea măsurilor ce se impun în vederea încadrării în prevederile art. 9 alin. (1) din Regulamentul BNR/CNVM nr. 14/24/2010 privind expunerile mari, referitor la detinerile de actiuni în

    registers.esma.europa.eu

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