Nex Systems
Company

ALPHA FINANCE INVESTMENT SERVICES SINGLE MEMBER S.A.

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Named in 1 sanctions listing.

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Sanctions and listings1

  • Effective
    26 May 2015

    MiFID

    Hellenic Capital Market Commission (HCMC)EU ESMA SanctionsGreece

    Administrative sanction and measure

    Επιβολή προστίμου € 2.000 στην εταιρεία ALPHA FINANCE AEΠΕΥ για παραβάσεις διατάξεων της απόφασης 2/452/1.11.2007 της Επιτροπής Κεφαλαιαγοράς, αναφορικά με τη μη τήρηση κατάλληλων διαδικασιών μηχανισμών εσωτερικού ελέγχου

    registers.esma.europa.eu

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