Nex Systems
Company

NATIONAL SECURITIES SINGLE MEMBER S.A.

Regulator warning

Named in 1 sanctions listing.

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Sanctions and listings1

  • Effective
    27 Oct 2016

    MiFID

    Hellenic Capital Market Commission (HCMC)EU ESMA SanctionsGreece

    Administrative sanction and measure

    Sanction of €8.000 to NBG SECURITIES SA for infringement of provisions of art. 18 of National Law 3340/2005 and of decision 2/452/1.11.2007 of HCMC on the incomplete execution of customers’ orders, record keeping of customers’ orders and inefficient operation of the internal control function

    registers.esma.europa.eu

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