Nex Systems
Company

PIRAEUS SECURITIES S.A.

Regulator warning

Named in 1 sanctions listing.

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Sanctions and listings1

  • Effective
    27 Oct 2016

    MiFID

    Hellenic Capital Market Commission (HCMC)EU ESMA SanctionsGreece

    Administrative sanction and measure

    Sanction of €12.000 to PIRAEUS SECURITIES SA for infringement of provisions of decision 2/452/1.11.2007 of HCMC, art. 25 of National Law 3606/2007, art. 8 of National Law 4141/2013 and art. 18 of National Law 3340/2005 on customers' credit accounts, compatibility/suitability test, and periodic information to customers

    registers.esma.europa.eu

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