Company

LINK SECURITIES, SOCIEDAD DE VALORES, S.A.

Regulator warning

Named in 1 sanctions listing.

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Sanctions and listings1

  • Effective
    28 Jul 2023; 11 Oct 2022
    Ended
    28 Jul 2028; 11 Oct 2027

    MAR; MiFID

    Comisión Nacional del Mercado de Valores (CNMV)EU ESMA SanctionsSpain

    Administrative sanction and measure

    https://www.cnmv.es/portal/Consultas/RegistroSanciones/IniRegSanciones.aspx

    registers.esma.europa.eu

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