Nex Systems
Company

Bastow Charleton

Regulator warning

Named in 1 sanctions listing.

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Sanctions and listings1

  • Effective
    27 Mar 2018

    MiFID

    Central Bank of Ireland (CBI)EU ESMA SanctionsIreland

    Administrative sanction and measure

    On 27 March 2018, the Central Bank of Ireland fined BCWM plc €220,000 and reprimanded it for three breaches of the Client Asset Requirements 2007 and two breaches of the European Communities (Markets in Financial Instruments) Regulations 2007.

    registers.esma.europa.eu

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