Anirudh Sethi
Regulator warningIndia. Named in 1 sanctions listing.
Sanctions and listings1
- Ended
- 7 Dec 2021
Official designation
National Stock Exchange of India LimitedIndia National Stock Exchange Debarred EntitiesIndia
Order Particulars: SEBI has by way of ex-parte order inter-alia directed Shri Anirudh Sethi and the business name “Stock Market Navigator”(SMN) to cease and desist from giving investment advice to clients including any recommendations containing company specific news which amounts to violation of Regulation 4(1) read with Regulation 2(1)(c)(5) and Regulation 4(2)(k) and 4(2)(r) of SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003. Further, Shri Anirudh Sethi and the business name “Stock Market Navigator”(SMN) are directed to cease and desist from acting as an unregistered portfolio manager until they are registered with the Board in terms of Section 12 of SEBI Act read with Regulation 3 of SEBI (Portfolio Managers) Regulations, 1993. Further to SEBI ad interim ex-parte order no. WTM/GA/124/ISD/01/07 dated January 19, 2007, SEBI now vide its order dated July 29, 2009 has confirmed the ad interim ex-parte directions
Identifiers1
| Identifier | Number |
|---|---|
| Tax number | ANBPS5743A |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.