KOTEKS d.d.

Regulator warning

Croatia. Named in 7 sanctions listings.

Sanctions and listings7

Effective
2 Aug 2022
Markets in Financial Instruments Directive II
Croation Financial Services Supervisory Agency (HANFA)EU ESMA Suspensions and RemovalsCroatiaEuropean Union
Removal
Removal
Programme EU-ESMAregisters.esma.europa.eu esma.europa.eu
Effective
15 Jun 2021
Ended
15 Jun 2021
Markets in Financial Instruments Directive II
Croation Financial Services Supervisory Agency (HANFA)EU ESMA Suspensions and RemovalsCroatiaEuropean Union
Suspension
2_OLD_Undisclosed price sensitive information (awaiting public release)
Programme EU-ESMAregisters.esma.europa.eu esma.europa.eu
Effective
3 Nov 2020
Ended
3 Nov 2020
Markets in Financial Instruments Directive II
Croation Financial Services Supervisory Agency (HANFA)EU ESMA Suspensions and RemovalsCroatiaEuropean Union
Suspension
7_OLD_Other disorderly trading conditions
Programme EU-ESMAregisters.esma.europa.eu esma.europa.eu
Effective
11 Mar 2022
Ended
11 Mar 2022
Markets in Financial Instruments Directive II
Croation Financial Services Supervisory Agency (HANFA)EU ESMA Suspensions and RemovalsCroatiaEuropean Union
Suspension
2_OLD_Undisclosed price sensitive information (awaiting public release)
Programme EU-ESMAregisters.esma.europa.eu esma.europa.eu
Effective
4 Mar 2020
Ended
4 Mar 2020
Markets in Financial Instruments Directive II
Croation Financial Services Supervisory Agency (HANFA)EU ESMA Suspensions and RemovalsCroatiaEuropean Union
Suspension
2_OLD_Undisclosed price sensitive information (awaiting public release)
Programme EU-ESMAregisters.esma.europa.eu esma.europa.eu
Effective
7 Jul 2022
Ended
7 Jul 2022
Markets in Financial Instruments Directive II
Croation Financial Services Supervisory Agency (HANFA)EU ESMA Suspensions and RemovalsCroatiaEuropean Union
Suspension
1_OLD_Market management arrangements
Programme EU-ESMAregisters.esma.europa.eu esma.europa.eu
Effective
5 May 2022
Ended
5 May 2022
Markets in Financial Instruments Directive II
Croation Financial Services Supervisory Agency (HANFA)EU ESMA Suspensions and RemovalsCroatiaEuropean Union
Suspension
2_OLD_Undisclosed price sensitive information (awaiting public release)
Programme EU-ESMAregisters.esma.europa.eu esma.europa.eu

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