Company
Screen this subjectNOBLE Securities SA
Regulator warningNamed in 1 sanctions listing.
Sanctions and listings1
- Effective
- 21 Jun 2016
MiFID
Polish Financial Supervisory Authority (KNF)EU ESMA SanctionsPoland
Administrative sanction and measure
Nałożenie na Noble Securities S.A. z siedzibą w Warszawie kary pieniężnej w wysokości 300 000 zł za istotne naruszenie art. 69 ust. 1 w zw. z art. 69 ust. 2 pkt 5 ustawy o obrocie poprzez świadczenie na rzecz klientów usług doradztwa inwestycyjnego bez wymaganego zezwolenia.
Identifiers1
| Identifier | Number |
|---|---|
| LEI | 259400LJC7Y93HGGGK72 |
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