Nex Systems
Company

Merrion Stockbrokers Limited

Regulator warning

Named in 1 sanctions listing.

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Sanctions and listings1

  • Effective
    21 Mar 2012

    MiFID

    Central Bank of Ireland (CBI)EU ESMA SanctionsIreland

    Administrative sanction and measure

    The Central Bank of Ireland ("the Central Bank") has entered into a Settlement Agreement with effect from 21 March 2012 with Merrion Stockbrokers Limited ("the firm"), a regulated financial services provider, in relation to breaches of Regulations 112 and 33(1)(a) of the European Communities (Markets in Financial Instruments) Regulations 2007 ("the MiFID Regulations").

    registers.esma.europa.eu

Identifiers1

IdentifierNumber
LEI635400MAMSZNLASIXI36

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