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Alvin, Tee Guan Pian

Regulator warning

Malaysia. Named in 1 sanctions listing.

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Summary

Alvin, Tee Guan Pian (Partner of UHY who was the engagement partner in the audit of a public interest entity for the financial year ended 31 July 2010)

Sanctions and listings1

  • Effective
    12 Jul 2012

    Official designation

    Suruhanjaya Sekuriti MalaysiaMalaysia Securities Commission AOB EnforcementsMalaysia

    Reprimand On 9 August 2012, Alvin Tee Guan Pian appealed to the Commission against the above decision made by the Audit Oversight Board. On 4 September 2012, the Commission decided that the appeal be rejected.

    Failure to comply with the relevant requirements of the recognised auditing standards in Malaysia i.e. the International Standards on Auditing.

    Breach the AOB’s registration condition imposed under Section 31O(4) of the Securities Commission Act 1993 (SCA).

    sc.com.my

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