Nex Systems
Type not stated

Lee Kok Wai

Regulator warning

Malaysia. Named in 1 sanctions listing.

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Summary

Lee Kok Wai Partner of Crowe Horwath who was the engagement partner in the audit of a public interest entity (PIE) for the financial year ended 31 October 2010.

Sanctions and listings1

  • Effective
    16 Jan 2015

    Official designation

    Suruhanjaya Sekuriti MalaysiaMalaysia Securities Commission AOB EnforcementsMalaysia

    (i) Reprimand; and (ii) Penalty of RM50,000 On 16 January 2015, Lee Kok Wai appealed to the Commission against the above decision made by the AOB On 29 February 2016, the Commission decided to reject the appeal.

    Failure to comply with certain requirements of the International Standards on Auditing (Pre Clarified ISA) in discharging his professional duties in the performance of an audit of the PIE.

    Breach the AOB’s registration condition imposed under Section 31O(3) of the Securities Commission Malaysia Act 1993 (SCMA).

    sc.com.my

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